Anemia before surgery increases the risk of serious complications

Summary: anemia at the time of surgery, even mild anemia, increases the risk of serious complications including death.

There is a large body of evidence that even borderline anemia has profound implications (see earlier posts). Anemia affects the ability of every cell in the body to do perform its functions by diminishing the amount of oxygen available. A study recently published in The Lancet documents the serious effects of anemia on surgical outcomes. The authors state:

“Preoperative anaemia is associated with adverse outcomes after cardiac surgery but outcomes after non-cardiac surgery are not well established. We aimed to assess the effect of preoperative anaemia on 30-day postoperative morbidity and mortality in patients undergoing major non-cardiac surgery.”

They analyzed data for 227,425 patients, of whom 69,229 had preoperative anaemia, undergoing surgery in 2008 from The American College of Surgeons’ National Surgical Quality Improvement Program database from 211 hospitals worldwide with reference to mortality and morbidity due to cardiac, respiratory, CNS, urinary tract, wound, sepsis, and venous thromboembolism complications. This was correlated with anaemia, defined as mild with a hematocrit or more than 29d% to 39% in men and 29 to 36% in women, or moderate-to-severe, less than 29% in both sexes. What did the data show?

“After adjustment, postoperative mortality at 30 days was higher in patients with anaemia than in those without anaemia; this difference was consistent in mild anaemia and moderate-to-severe anaemia. Composite postoperative morbidity at 30 days was also higher in patients with anaemia than in those without anaemia, again consistent in patients with mild anaemia and moderate-to-severe anaemia. When compared with patients without anaemia or a defined risk factor, patients with anaemia and most risk factors had a higher adjusted OR for 30-day mortality and morbidity than did patients with either anaemia or the risk factor alone.”

The preoperative diagnosis and treatment of anemia is rarely undertaken before surgery. Indeed, I often find on delving into the medical histories of complex chronic cases that anemia, whose causes can be a significant clue to unlocking a case, is ‘swept under the rug’. The authors state:

“Our findings should lead to a careful consideration of appropriate interventions aimed at correction of preoperative anemia in the most patients…At least in elective surgical cases, the treatment of preoperative anemia before surgical intervention should be strongly considered.”

This should be the standard of care for patients undergoing elective surgery. The authors conclude:

Preoperative anaemia, even to a mild degree, is independently associated with an increased risk of 30-day morbidity and mortality in patients undergoing major non-cardiac surgery.”

Even mild anemia is a complicating factor, impediment to improvement, and important clue to underlying causation in many chronic conditions.

Hormesis: a critical principle for clinical management, weight loss and healthy aging

Biological systems respond differently to high and low amounts of the same substances and to continuous and intermittent application of the same stimuli. Hormesis is very important to understand for designing programs for medical treatment, exercise, weight loss and more. As stated in a paper published in the journal Ageing Research Reviews:

Hormesis is a term used by toxicologists to refer to a biphasic dose–response to an environmental agent characterized by a low dose stimulation or beneficial effect and a high dose inhibitory or toxic effect. In the fields of biology and medicine hormesis is defined as an adaptive response of cells and organisms to a moderate (usually intermittent) stress. Examples include ischemic preconditioning, exercise, dietary energy restriction and exposures to low doses of certain phytochemicals.”

In other words, something that can be damaging or toxic at a higher dose may elicit a beneficial response at a lower one. This applies to calorie restriction and exercise as well as medicines. Research on hormesis has advanced in the past decade:

“Recent findings have elucidated the cellular signaling pathways and molecular mechanisms that mediate hormetic responses which typically involve enzymes such as kinases and deacetylases, and transcription factors such as Nrf-2 and NF-κB. As a result, cells increase their production of cytoprotective and restorative proteins including growth factors, phase 2 and antioxidant enzymes, and protein chaperones.

Thus plants from vegetables to wine grapes subject to moderate stress produce a richer yield of beneficial substances, and…

“A better understanding of hormesis mechanisms at the cellular and molecular levels is leading to and to novel approaches for the prevention and treatment of many different diseases.”

Intermittent caloric restriction is emerging as an effective and practical method for  successful long term weight loss and the longevity promoting effects of diet (see the earlier post on intermittent versus continuous calorie restriction and weight loss). Understanding the principle of hormesis is at the core of the Lapis Light Program for Weight Loss and Gene Modulation. As stated in another paper in the same journal:

“Reducing energy intake by controlled caloric restriction or intermittent fasting increases lifespan and protects various tissues against disease, in part, by hormesis mechanisms that increase cellular stress resistance.”

Regarding brain health in particular the author of another paper notes:

“It is likely that the capacity of the brain to remain healthy during aging depends upon its ability to adapt and nurture in response to environmental challenges. In these terms, main principles involved in hormesis can be also applied to understand relationships at a higher level of complexity such as those existing between the CNS and the environment.”

And yet another paper on aging in general beautifully articulates the practical meaning of hormesis:

“Hormesis in aging is represented by mild stress-induced stimulation of protective mechanisms in cells and organisms resulting in biologically beneficial effects. Single or multiple exposure to low doses of otherwise harmful agents, such as irradiation, food limitation, heat stress, hypergravity, reactive oxygen species and other free radicals have a variety of anti-aging and longevity-extending hormetic effects. Detailed molecular mechanisms that bring about the hormetic effects are being increasingly understood, and comprise a cascade of stress response and other pathways of maintenance and repair. Although the extent of immediate hormetic effects after exposure to a particular stress may only be moderate, the chain of events following initial hormesis leads to biologically amplified effects that are much larger, synergistic and pleiotropic. A consequence of hormetic amplification is an increase in the homeodynamic space of a living system in terms of increased defence capacity and reduced load of damaged macromolecules. Hormetic strengthening of the homeodynamic space provides wider margins for metabolic fluctuation, stress tolerance, adaptation and survival. Hormesis thus counter-balances the progressive shrinkage of the homeodynamic space, which is the ultimate cause of aging, diseases and death. Healthy aging may be achieved by hormesis through mild and periodic, but not severe or chronic, physical and mental challenges, and by the use of nutritional hormesis incorporating mild stress-inducing molecules called hormetins. The established scientific foundations of hormesis are ready to pave the way for new and effective approaches in aging research and intervention.”

An interesting paper published in the journal Molecular Neurobiology examines the hormetic effects of caloric restriction on the extremely important process of neuroplasticity.

“Aging is associated with the decline of cognitive properties. This situation is magnified when neurodegenerative processes associated with aging appear in human patients. Neuronal synaptic plasticity events underlie cognitive properties in the central nervous system.”

The authors comment on the hormetic effects of intermittent caloric restriction on the aging brain and nervous system:

“Caloric restriction (CR; either a decrease in food intake or an intermittent fasting diet) can extend life span and increase disease resistance. Recent studies have shown that CR can have profound effects on brain function and vulnerability to injury and disease. Moreover, CR can stimulate the production of new neurons from stem cells (neurogenesis) and can enhance synaptic plasticity, which modulate pain sensation, enhance cognitive function, and may increase the ability of the brain to resist aging.”

As in all other systems of the body…

“The beneficial effects of CR appear to be the result of a cellular stress response stimulating the production of proteins that enhance neuronal plasticity and resistance to oxidative and metabolic insults; they include neurotrophic factors, neurotransmitter receptors, protein chaperones, and mitochondrial biosynthesis regulators.”

The authors of a paper published in the journal Neurochemical Research also consider the role of hormesis in neuroprotection and brain aging.

The predominant molecular symptom of aging is the accumulation of altered gene products. Moreover, several conditions including protein, lipid or glucose oxidation disrupt redox homeostasis and lead to accumulation of unfolded or misfolded proteins in the aging brain. Alzheimer’s and Parkinson’s diseases or Friedreich ataxia are neurological diseases sharing, as a common denominator, production of abnormal proteins, mitochondrial dysfunction and oxidative stress, which contribute to the pathogenesis of these so called “protein conformational diseases”. The central nervous system has evolved the conserved mechanism of unfolded protein response to cope with the accumulation of misfolded proteins. As one of the main intracellular redox systems involved in neuroprotection, the vitagene system is emerging as a neurohormetic potential target for novel cytoprotective interventions. Vitagenes encode for cytoprotective heat shock proteins (Hsp) Hsp70 and heme oxygenase-1, as well as thioredoxin reductase and sirtuins.”

Furthermore…

“Nutritional studies show that ageing in animals can be significantly influenced by dietary restriction. Thus, the impact of dietary factors on health and longevity is an increasingly appreciated area of research. Reducing energy intake by controlled caloric restriction or intermittent fasting increases lifespan and protects various tissues against disease.”

A fascinating study recently published in the Journal of Surgical Research examines the hormetic benefits of short-term preoperative caloric restriction on the response to surgical trauma. The authors state:

“Lifespan extension is achieved through long-term application of dietary restriction (DR), and benefits of short-term dietary restriction on acute stress and inflammation have been observed….We hypothesized that short-term DR in humans reduces the acute phase response following a well defined surgical trauma.”

They randomized thirty live kidney donors to either 30% preoperative dietary restriction followed by 1 d of fasting or a 4 d ad libitum diet prior to surgery. In addition to white blood cell subsets and numbers, they measured serum cytokine production after stimulation of whole blood with lipopolysaccharide (LPS). An excellent response to short-term caloric restriction was documented:

A clear trend towards lower numbers of postoperative circulating leukocytes was observed in the DR group. IL-8 serum levels were significantly higher in the DR group over the first 6 postoperative days. After LPS stimulation, significantly less TNF-α was produced by blood obtained postoperatively compared with preoperative blood from the DR group. This was not observed in the control group.”

In other words, the short-term caloric restriction group expressed a much ‘better’ (less damaging) inflammatory response to surgical trauma compared to the control group. This begs for more research into the adoption of short-term or intermittent caloric restriction as the standard of care in preparation for surgery.

The phenomenon of hormesis in biology is a vast subject that every clinician must be familiar with to most effectively calibrate the dose of a wide range of interventions from medicines and supplements to exercise, caloric restriction and therapies that stimulate the body by the use of hands, needles or any other sensory-based modality—even subtle aspects of counseling and imagery. It is fundamental to our system of weight loss and gene modulation.

Breast cancer surgery margins are essential

A paper just published in the International Journal of Clinical Practice clarifies the importance and parameters of operating to excise a margin of healthy tissue around a breast tumor. The authors state:

“In breast-conserving surgery, the width of free margin around a tumour to ensure adequate excision is controversial. The aim of this study was first to evaluate the frequency of residual disease in wider excision specimens in patients who undergo further surgery because of close margins of < 5 mm.”

The assessed 303 patients undergoing wider excision for the presence of residual disease, and this was tested for association with the width of the initial free margin. What did they find?

“”With a free margin of 2 mm or more from invasive tumour, the probability of finding residual disease was 2.4% [versus 35.3%]. The probability of residual disease was higher for ductal carcinoma in situ (DCIS) and did not decline with increasing the free margin width…Our results clearly show a relationship between the width of the free margin and the likelihood of finding residual disease at further surgery.”

Patients who choose breast conserving surgery for an invasive tumor should ascertain that their surgeons excise with a free margin of at least 2 mm. The authors state in conclusion:

“This study has demonstrated that in patients undergoing BCT, a free margin of 2 mm from invasive tumour is associated with a low risk of residual disease. A free margin of up to 5 mm from DCIS is associated with residual disease in one-third of patients. Large tumour size, as determined preoperatively by ultrasound, and lobular cancer type are associated with close margins and these patients should be counseled at the time of first surgery concerning the higher risk of further excision and mastectomy.”

Inflammation and insulin resistance genes are activated by surgery

Journal of Clinical Endocrinology & MetabolismThis interesting paper recently published in the Journal of Clinical Endocrinology & Metabolism describes one of the reasons why support when undergoing a surgical procedure is so important (and links to the risks for delirium and accelerated dementia after surgery in the elderly). The authors set out to investigate the…

“…mechanisms behind postoperative insulin resistance and impaired glucose utilization…”

They shrewdly analyzed the expression of 21 target genes in abdominal adipose (fat) tissue from samples taken at the beginning and end of patients undergoing abdominal surgery. What did the data show?

“After surgery, both sc [subcutaneous] and omental adipose tissue mRNA levels of genes involved in the IL6 and nicotinamide phosphoribosyltransferase pathways were increased, whereas mRNA levels of insulin receptor substrate 1 and adiponectin were reduced. TNF pathway genes were differently regulated between sc and omental adipose tissue, and glucose transporter 4 mRNA levels were decreased only in omental adipose tissue.”

In other words, surgery elicits a shift in genetic expression that favors insulin resistance and inflammation. The authors conclude:

“The transcriptional output of pivotal inflammatory and insulin signaling pathway genes is altered after surgery…This could be of importance for the metabolic aberrations associated to postsurgical complications…”

This helps to understand why patients who are lucky enough to receive adjunctive support for the insulin and inflammatory signaling pathways and receptors recover faster and with less complications.

Support for insulin signaling and inflammation after surgery

Journal of Clinical Endocrinology & MetabolismSurgeons are routinely surprised at the speed of recovery and reduction of complications and discomfort when they operate on our patients who have a surgical support program based on their individual needs. This interesting study published recently in the Journal of Clinical Endocrinology & Metabolism describes why supporting insulin function and regulation of the inflammatory response help so much.

“The mechanisms behind postoperative insulin resistance and impaired glucose utilization are not fully understood…In this study, we aimed to specifically evaluate the transcription profile of genes in the insulin and adipokine signaling pathways…after surgical injury.”

Adipokines are cytokines such as IL-6 and TNFα secreted by fat cells. The authors measured changes in the messenger RNA (mRNA) levels that code for insulin signaling and inflammatory cytokines to define how genes alter their expression in response to a surgical trauma. Their data showed a signficant effect:

After surgery…adipose tissue mRNA levels of genes involved in the IL6 and nicotinamide phosphoribosyltransferase pathways were increased, whereas mRNA levels of insulin receptor substrate 1 and adiponectin were reduced.”

Their conclusion is important for surgeons and their patients:

The transcriptional output of pivotal inflammatory and insulin signaling pathway genes is altered after surgery…This could be of importance for the metabolic aberrations associated to postsurgical complications, such as insulin resistance and hyperglycemia.”

If you are anticipating an elective procedure and your surgeon is not trained to design a supportive protocol based on an evaluation using the appropriate tests, you may wish to seek out a practitioner experienced in the functional approach.

The common danger of delirium and dementia after surgery, and pre-existing neurodegeneration

British Journal of SurgeryPerhaps you saw the recent New York Times article about the devastating experience of delirium in the hospitalized elderly. This is an important topic because it is associated with persistent diminished cognitive function, dementia and earlier death; and it is surprisingly common. As a number of studies point out, it is evidence of pre-existing neurodegeneration that puts brains ‘on the edge’. In a recent study published in the British Journal of Surgery the authors…

“…evaluated the incidence of postoperative delirium (POD) in elderly patients undergoing general surgery, the risk factors associated with POD, and its impact on hospital stay and mortality.”

Their data showed a huge difference between the study subjects with post-operative delirium and those without. The average length of hospital stay was 21 days with POD versus 8 days without. Moreover the mortality rate was 19% versus 8.4% respectively. Their conclusion is very important for both doctors and patients to bear in mind:

The incidence of POD is high in elderly patients for both emergency and elective surgery, leading to an increase in hospital stay and perioperative mortality. To minimize POD, associated risk factors of co-morbidity, cognitive impairment, psychopathology and abnormal glycaemic control must be identified and treated.

Note the comment on glycemic control—this will be expanded in a subsequent post.

British Journal of AnaesthesiaAlthough the danger is more marked in the elderly because there has been more time for neurodegeneration, it is not limited to the geriatric population. A recent paper in the British Journal of Anaesthesia warns that postoperative cognitive dysfunction (POCD, impaired cognition long after the surgery) must not be overlooked:

Postoperative delirium and cognitive dysfunction (POCD)…although not limited to geriatric patients, the incidence and impact of both are more profound in geriatric patients. Delirium has been shown to be associated with longer and more costly hospital course and higher likelihood of death within 6 months or postoperative institutionalization. POCD has been associated with increased mortality, risk of leaving the labour market prematurely, and dependency on social transfer payments.”

Practitioners take note:

“Delirium as a behavioural manifestation of cortical dysfunction is associated with characteristic signs. The EEG may show diffuse slowing of background activity. A wide variety of disturbances in neurotransmitter systems has been described. Serum anticholingeric activity has been associated with delirium and may be especially important, and also other mediators such as melatonin, norepinephrine, and lymphokinespostoperative chemokines have been found to be more elevated in patients who became delirious than in matched controls.”

Regarding postoperative cognitive dysfunction:

Increased inflammatory activity may play a role in early POCD. Elevated C-reactive protein is associated with impaired mental status in elderly hip fracture patients.”

How could we argue with what the authors assert in their conclusion:

Good basic care demands identification of at-risk patients, awareness of common perioperative aggravating factors, simple prevention interventions, recognition of the disease states, and basic treatments for patients with severe hyperactive manifestations.”

American Journal of Geriatric PsychiatryIt’s not just our British colleagues who are diligently investigating this devastating phenomenon. A fascinating study published recently in the American Journal of Geriatric Psychiatry reveals evidence that pre-existing white matter lesions are a risk factor for postoperative delirium:

“Delirium is a common and critical clinical syndrome in older persons. The authors examined whether any abnormalities in the white matter (WM) assessed by diffusion tensor imaging (DTI) predisposes patients to develop delirium…”

Their data clearly showed that damage to the white matter by accelerated neurodegeneration is an important risk factor:

“The abnormalities in the deep WMs and thalamus that were mainly accelerated by aging may account for the vulnerability to postoperative delirium…”

In other words, these are brains already ‘on the edge’ and predisposed to delirium and postoperative cognitive dysfunction from neurodegeneration that has been occurring for years. Now is the time, before more damage is done, to understand what you personally need to prevent unnecessary loss of brain function with age. Another paper published around the same time in the same journal focuses on the critical point of brain reserve. The authors provide…

“…a review of original articles on cognitive and brain reserve across many conditions affecting the central nervous system, with a focus on delirium…Reserve may be a potentially modifiable characteristic. Studying the role of reserve in delirium can advance prevention strategies for delirium and may advance knowledge of reserve and its role in aging and neuropsychiatric disease generally.”

I don’t think I can overemphasize this point. It is the brains that are low on reserve due to pre-existing neurodegeneration that are prone to delirium and postoperative cognitive dysfunction with all their depredations when challenged. How is your brain reserve? How easily do you experience cognitive (memory, focus, attention) or emotional (rage, irritability, depression, etc) dysfunction when stressed? There are objective, evidence-based ways to find out the contributing underlying causes and treat them from a functional perspective if we don’t wait too long.

Women: protect against blood clots after surgery

The British Medical Journal just published this research that examined how big a problem blood clots after different types of surgery are for women and how long the danger lasts. “Women were 70 times more likely to be admitted with venous thromboembolism in the first six weeks after an inpatient operation and 10 times more likely after a day case operation. The risks were lower but still substantially increased 7-12 weeks after surgery…” The real surprise here is how long the risk lasts. I customize a surgical support protocol for everyone undergoing an operation and the surgeons are typically surprised at how well the patients recover. It includes systemic enzymes to reduce inflammation, scarring and clotting. This valuable study suggests that the enzymes should be continued for longer than I have recommended in the past. BMJ